教育部人文社会科学重点研究基地重大项目

（中国经济出版社  2007年6月）

（王勤，厦门大学南洋研究院副院长，厦门大学东南亚研究中心副主任，博士生导师，新华网东盟频道“东盟问题专家”。）

进入《《《王勤专栏

    前 言

    从20世纪80年代起，当代国际竞争力的研究迅速兴起。到80年代后期，国际权威研究机构正式公布了世界各国和地区的国际竞争力报告，东盟四国（印尼、马来西亚、新加坡和泰国）一开始就被纳入国际竞争力的世界评价体系，菲律宾在1992年进入这一评价体系，90年代末以后越南和柬埔寨也先后加入这一评价体系。90年代以来，东盟的国际竞争力逐渐受到各国政府、学界和企业的普遍关注，也成为该区域研究的前沿和热点问题之一。

    伴随着全球化进程的加速，各国的国际竞争力成为其参与经济全球化的前提条件和核心内容。本书借鉴和运用当代国际竞争力理论与评价体系，以东盟的国际竞争力形成与发展为主线，以国家竞争力、产业竞争力、企业竞争力和区域竞争力为重点，对该区域的国际竞争力进行历史考察和综合研究，探索全球化进程中东盟国际竞争力的基本特征和发展趋势。全书分7章，20余万字。

    第一章，导论。介绍本书研究的主题、国内外文献、理论、方法以及框架。

    第二章，阐述国际竞争力理论与评价体系。在论述国际竞争力的概念、特性以及分类的基础上，较系统地分析国际竞争力理论的形成与发展，分别介绍马克思主义的国际竞争力思想、西方经济学的国际竞争力理论阐释、当代国际竞争力理论代表性学说，并对各种流派对国际竞争力的不同解释和理论贡献进行评述。同时，论述当代国际竞争力的评价体系，主要介绍当今世界颇具影响的IMD国际竞争力评价体系、WEF全球竞争力评价体系和UNIDO工业竞争力评价体系。

    第三章，从宏观层面探讨东盟的国家竞争力。依据当代国际竞争力理论与评价体系，从东盟各国的国家竞争力演进的过程，分析这些国家的国家竞争力形成与发展；从国内经济实力、经济运行、政府管理、基础设施、科技发展和国民素质等诸要素，对影响各国国家竞争力的要素结构进行剖析；从各国国家竞争力要素结构的定量研究，验证这些国家的国家竞争力优势和劣势之所在。

    第四章，从中观层面论述东盟的产业竞争力。以东盟国家产业结构的演变过程，分析这些国家产业结构变化的动因，并对各国产业结构的变化进行国际比较，从而论证东盟国家产业结构与产业竞争力的关系。在此基础上，运用工业竞争力指数（CIP）、贸易竞争指数（TC）、显示比较优势指数（RCA）、国际市场占有率等测度指标，对东盟国家的产业竞争力进行实证研究。最后，从比较优势、产业政策和跨国公司的研究入手，分析影响东盟产业竞争力的主要因素。

    第五章，从微观层面剖析东盟的企业竞争力。运用当代企业国际竞争力的评价体系，分析东盟国家企业的资本规模、经营方式、公司治理和创新能力，对各国的国有企业、私营企业集团、中小企业以及国内银行竞争力进行具体考察，剖析这些国家各类企业竞争力的发展状况。根据进入世界最大500家企业、发展中国家最大100家非金融跨国公司和世界最大1000家银行的东盟企业的国际比较，论证东盟企业竞争力与国外公司的差距。

    第六章，从区域层面剖析东盟的区域竞争力。以全球性区域经济一体化为背景，从东盟区域一体化发展的进程和特点，分析东盟区内经济一体化、东盟与区外国家的自由贸易区和东盟成员国与区外国家的双边自由贸易协定已逐步显现的静态和动态效应，从而探讨东盟区域一体化对该区域竞争力的影响。

    第七章，结论。从总体上，对东盟的国家竞争力、产业竞争力、企业竞争力和区域竞争力进行评价，揭示经济全球化进程中东盟国际竞争力发展的新格局。

    Foreword

    From the 1980s, the study on a country's international competitiveness gained great momentum. At the end of the 1980s, international competitiveness reports were published by international authoritative organizations. Initially, the ASEAN-4 countries, including Indonesia, Malaysia, Singapore and Thailand, were brought into this world appraisal system. And then in 1992, the Philippines was assessed by this system, followed by Vietnam and Cambodia at the end of the 1990s. Since 1990, the international competitiveness of ASEAN has attracted increasing attention from governments, academic and business circles all over the world andhas become one of the spotlights of research on this region.

    In the era of globalization, a country's international competitiveness is a precondition and core content for its involving economic globalization. This book applies contemporary theories and appraisal systems of international competitiveness, analyzes with a historical perspective and makes a comprehensive study on ASEAN. Its analysis places emphasis on national competitiveness, industrial competitiveness and firm competitiveness. It also attempts to explore the basic traits and development trends of international competitiveness of ASEAN. The book consists of following seven chapters.

    Chapter One is the introduction. It contains the major theme of the research, domestic and foreign literatures, related theories and analysis framework.

    Chapter Two describes theories and appraisal systems of international competitiveness. After discussing about the concepts, features and classification, this chapter narrates the forming and development of theories concerning international competitiveness, including Marxist ideology, western economics and various schools of contemporary international competitiveness theories. A systematic evaluation on their contributions is made afterwards. It further analyzes contemporary appraisal systems of international competitiveness, including the influential IMD international competitiveness appraisal system, WEF global competitiveness appraisal system and UNIDO industrial competitiveness appraisal system.

    Chapter Three explores national competitiveness of ASEAN at macro level. Applying contemporary theories and appraisal systems of international competitiveness, this part analyzes the forming and evolution of these countries' national competitiveness and related factors such as domestic economic strength, government administration, infrastructure, technology development and so on. Moreover, this part also employs an empirical approach to analyze the advantages and disadvantages of national competitiveness of ASEAN.

    Chapter Four elaborates industrial competitiveness of ASEAN at mediumlevel. Firstly, by comparing these countries' industrial structures, this part reveals the reasons for the evolution of industrial structure and confirms the relations between industrial structure and industrial competitiveness. In addition, based on former analysis, it applies an empirical approach to estimate industrial competitiveness of ASEAN with some index such as CIP, TC, RCA and so on. Finally, this part investigates the factors affecting industrial competitiveness from the view of comparative advantage, industrial policies and multinational corporations.

    Chapter Five discusses the firm competitiveness of ASEAN at micro level. Using appraisal systems of contemporary firm competitiveness, this part analyzes the capital scale, management modes, corporate governance and innovation capacity of firms in ASEAN, examines the differences among state-owned firms, private firms, small- and medium-sized firms and domestic banks, and describes the evolution of competitiveness of different types of firms in ASEAN. And from the comparison between firms of ASEAN and world's top 500 enterprises, top 100 non-financial institutions in developing countries and world's top 1000 banks, it also reveals the remarkable gap between firms in ASEAN and foreign firms.

    Chapter Six explores the international competitiveness from regional angle. Based on regional economic integration trend all over the world, this part looks at the development process and features of regional integration in ASEAN, and investigates the dynamic and static effects of various free trade agreements among ASEAN countries and with countries outside the region. The research focuses on the impacts of integration in ASEAN on regional competitiveness.

    Chapter Seven is the conclusion. It evaluates national, industrial, firm and regional competitiveness, and reviews the development status and trends of international competitiveness of ASEAN in the process of globalization.

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